Past Events

Financial Sector Regulatory and Compliance Seminar

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This training seminar provided insights into: recent regulatory dynamics at the FSA and SESC; new areas of focus and the regulatory intent; expectations of internal audit and how to respond; key control issues; and practical measures for IBA member firms to use in a regulatory inspection.

Training 

Preparing for FSA and SESC Inspections

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Mr. Torakichi Abe, Executive Manager, Project Management Section, Business Strategy Department, Public & Financial IT Services Company

A specialist from NTT DATA CORPORATION offered insights into the latest IT solutions for BCP and shared his recommendations for back-up sites, especially in the context of a wide area disaster.

BCP-DR-IT 

BSC General Managers Meeting and Reception

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The IBA’s Banking Sector Committee (BSC) held its sixth General Managers meeting at BNP Paribas in Marunouchi. The event featured a keynote address by Mr. Kiyotaka Sasaki, Director of the Inspection Coordination Division of the FSA’s Inspection Bureau, who discussed some of his division’s recent initiatives. The speech was followed by a reception attended by GMs, senior IBA member bankers, and FSA and BOJ officials.  

Special Events 

Bank of Japan Briefing on BCP and Back-Up Site Issues

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Mr. Akira Yasui, Director, Financial Stability Planning Group, BOJ
Mr. Yutaka Nishigaki, Director & Deputy Head, Foreign FIs Group, BOJ
Mr. Noriyuki Tomioka, Director, Computer System Risk and Business Continuity Group, BOJ

Three senior officials from the BOJ’s Financial Systems and Bank Examination Department discussed back-up site issues, given the lessons learned from the March 11 earthquake.

Legal/Regulatory 

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