Current challenges and objectives of the SESC

Event Report

Mr. Kiyotaka Sasaki, Secretary General
Securities and Exchange Surveillance Commission (SESC)
Financial Services Agency (FSA), Japan

IBA Japan is pleased to welcome again Mr. Sasaki from the Japanese Securities and Exchange Surveillance Commission (SESC) to give an overview of the SESC in relation to Financial Administration Policy for FY 2015 and SESC inspection priorities.
At this forum, Mr Sasaki will discuss the objectives presented in the recently published FSA Financial Administration Policy including:

 Issues particularly relevant to international securities firms operating in Japan and SESC priorities regarding monitoring of these institutions.  Conduct required of financial business instruments operators to ensure transparency and fairness of the securities market.
This event is currently fully booked. For further information, pelase contact carlo.geraci@ibajapan.org.
English

Mr. Kiyotaka Sasaki, Secretary General
Securities and Exchange Surveillance Commission (SESC)
Financial Services Agency (FSA), Japan

IBA Japan is pleased to welcome again Mr. Sasaki from the Japanese Securities and Exchange Surveillance Commission (SESC) to give an overview of the SESC in relation to Financial Administration Policy for FY 2015 and SESC inspection priorities.
At this forum, Mr Sasaki will discuss the objectives presented in the recently published FSA Financial Administration Policy including:

  •  Issues particularly relevant to international securities firms operating in Japan and SESC priorities regarding monitoring of these institutions.
  •  Conduct required of financial business instruments operators to ensure transparency and fairness of the securities market.
This event is currently fully booked. For further information, pelase contact carlo.geraci@ibajapan.org.