Mr. Tomohiro Matsushige, Director, Inspection Division, SESC

Mr. Matsushige will address to IBA Japan members an annual overview of the SESC’s Inspection Policy and Program for 2014-2015, which are the basis for the SESC's inspections on securities firms during the program year. The presentation will be followed by a question and answer session.

IBA events featuring updates from senior representatives of the SESC are always well attended by branch managers and other senior executives from areas including compliance, legal, risk and IT. This presentation should again be of high interest.

In 1989, Mr. Matsushige joined the Ministry of Finance (MOF) and, since then, has gained broad experience in various positions at the MOF and the Financial Services Agency (FSA), including as Senior Deputy Director of the Insurance Division (2001) and Banks Division I (2002), and as a Director of the Financial Markets Division (2012) of the FSA. In 2013, Mr. Matsushige served as Director of the Disclosure Statements Inspection Division at the Securities and Exchange Surveillance Commission (SESC), and is currently serving as Director of the Inspection Divsion at the SESC.