IOSCO Publishes Recommendations Regarding the Protection of Client Assets

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The International Organization of Securities Commissions (IOSCO) has published the final report on Recommendations Regarding the Protection of Client Assets

The report provides guidance to regulators on how to enhance their supervision of intermediaries holding client assets by clarifying the roles of the intermediary and the regulator in protecting those assets.

Click here for the media release.

 

Feb 12 2014