Mr. Sunil Cutinho, Senior Managing Director, CME Clearing
Mr. Sean Downey, Executive Director, Global Clearing and Risk Policy, CME Group
The role that CCPs play in supporting trading activity has been enhanced and expanded with a number of additional regulatory features and protections being built into the system. The goal is to have a robust financial architecture to support financial stability as well as to promote business opportunities. Mr. Cutinho and Mr. Downey described some of the global regulatory developments and specifically how it impacts on particular exchanges, using the CME clearing platform as an example.
· Features of CCPs and role in the changing regulatory environment.
Mr. Kiyotaka Sasaki, Secretary General
Securities and Exchange Surveillance Commission (SESC)
Financial Services Agency (FSA), Japan
IBA Japan is pleased to welcome again Mr. Sasaki from the Japanese Securities and Exchange Surveillance Commission (SESC) to give an overview of the SESC in relation to Financial Administration Policy for FY 2015 and SESC inspection priorities.
At this forum, Mr Sasaki will discuss the objectives presented in the recently published FSA Financial Administration Policy including:
Issues particularly relevant to international securities firms operating in Japan and SESC priorities regarding monitoring of these institutions.
Conduct required of financial business instruments operators to ensure transparency and fairness of the securities market.
This event is currently fully booked. For further information, pelase contact carlo.geraci@ibajapan.org.
